政策库
国内监管政策与征求意见优先，海外规则补充。 按来源优先级、最新收录顺序排列。
找到 461 条资料。类型按标题识别，不代表法规效力；实施和反馈日期仅摘取摘要明示的完整日期，请通过原文核对适用范围与最新状态。
- 监管动态美国证监会新闻发布：2026-08-06
SEC Establishes Financial Reporting and Accounting Unit in Enforcement Division
The Securities and Exchange Commission today announced it is establishing a new specialized unit within the Division of
- 监管动态美联储新闻发布：2026-08-05
Federal Reserve Board announces approval of the application by Coastal Bend Bancshares, Inc.
Federal Reserve Board announces approval of the application by Coastal Bend Bancshares, Inc.
- 监管动态美联储新闻发布：2026-08-05
Federal Reserve Board announces approval of the application by Banco Santander, S.A. and Santander Holdings USA, Inc.
Federal Reserve Board announces approval of the application by Banco Santander, S.A. and Santander Holdings USA, Inc.
- 监管动态美联储新闻发布：2026-08-05
Federal Reserve Board announces approval of the application by FS Bancorp, Inc.
Federal Reserve Board announces approval of the application by FS Bancorp, Inc.
- 监管动态美联储银行与消费者监管发布：2026-07-31
Federal Reserve Board requests comment on a proposal to modernize its rule governing the extension of credit to bank "insiders"—bank executives, board members and major shareholders who could potentially influence a bank's lending decisions
Federal Reserve Board requests comment on a proposal to modernize its rule governing the extension of credit to bank &qu
- 监管动态美联储银行与消费者监管发布：2026-07-31
Federal Reserve Board requests comment on a proposal to modernize rules for mutual banking organizations
Federal Reserve Board requests comment on a proposal to modernize rules for mutual banking organizations
- 监管动态美联储新闻发布：2026-07-30
Federal Reserve Board issues enforcement actions with former employee of Regions Bank and former employee of First Interstate Bank
Federal Reserve Board issues enforcement actions with former employee of Regions Bank and former employee of First Inter
- 监管动态美联储新闻发布：2026-07-30
Federal Reserve Board issues enforcement action with Iuka Bancshares, Inc. and The Iuka State Bank
Federal Reserve Board issues enforcement action with Iuka Bancshares, Inc. and The Iuka State Bank
- 监管动态美国证监会新闻发布：2026-07-30
SEC Announces Continuation of Small Business Advisory Committee Meeting
The Securities and Exchange Commission announced that the Small Business Capital Formation Advisory Committee
- 监管动态美国证监会新闻发布：2026-07-28
Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy
The Securities and Exchange Commission released a report to Congress today highlighting policy recommendations from the
- 监管动态美国证监会新闻发布：2026-07-23
SEC Announces Roundtable on Preparations for 24-Hour Trading
The Securities and Exchange Commission announced today that it will host a roundtable on Sept. 17, 2026, to discuss movi
- 监管动态美国证监会新闻发布：2026-07-22
SEC Announces Departure of Principal Deputy Director of Enforcement Sam Waldon
The Securities and Exchange Commission today announced that Sam Waldon, Principal Deputy Director of the Division of Enf
- 监管动态美国证监会新闻发布：2026-07-22
SEC seeks comment on investment adviser disclosure modernization
The Securities and Exchange Commission requests public comment on proposed updates to adviser disclosure and fund reporting frameworks.
- 监管动态美联储新闻发布：2026-07-21
Federal Reserve requests comment on bank AML program amendments
The Federal Reserve Board requests comment on a proposal to amend requirements for banks to maintain anti-money laundering programs.
- 监管动态美联储新闻发布：2026-07-16
Federal Reserve Board issues enforcement action with former chief lending officer of Heritage State Bank
Federal Reserve Board issues enforcement action with former chief lending officer of Heritage State Bank
- 监管动态美国证监会新闻发布：2026-07-16
SEC Proposes New E-Delivery Approach to Make Information More Readily Accessible and Useful for Investors
The Securities and Exchange Commission today proposed Regulation E-Delivery, a new rule that would expand the abili
- 监管动态美国证监会新闻发布：2026-07-11
SEC Office of Municipal Securities Updates FAQs for Registration of Municipal Advisors
The Securities and Exchange Commission’s Office of Municipal Securities today announced it has updated its Registration
- 监管动态金融监管总局发布：2026-07-10
金融监管总局发布2026年规章计划，超半数覆盖保险全链条
2026年规章制定工作计划共18项，超半数直接覆盖保险行业，从资产负债管理到资金运用、偿付能力到流动性风险，覆盖保险公司经营全部核心环节。
- 监管动态美联储新闻发布：2026-07-10
Federal Reserve announces the leadership and objectives of its task forces to advance the conduct of monetary policy
Federal Reserve announces the leadership and objectives of its task forces to advance the conduct of monetary policy
- 监管动态美联储新闻发布：2026-07-09
Federal Reserve Board issues enforcement action with TS Banking Group, Inc. and TS Contrarian Bancshares, Inc.
Federal Reserve Board issues enforcement action with TS Banking Group, Inc. and TS Contrarian Bancshares, Inc.
- 监管动态美国证监会新闻发布：2026-07-09
SEC to Host Virtual Roundtable on Modernizing IPOs and Expanding Access to Public Markets
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation and the&n
- 监管动态美国证监会新闻发布：2026-07-08
SEC Small Business Advisory Committee to Explore Modernizing Market Access
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it
- 监管动态美联储银行与消费者监管发布：2026-07-08
Federal Reserve Board requests comment on a proposal to amend its requirements for banks to maintain anti-money laundering programs
Federal Reserve Board requests comment on a proposal to amend its requirements for banks to maintain anti-money launderi
- 监管动态美国证监会新闻发布：2026-07-07
SEC Forms New Retail Fraud Working Group
The Securities and Exchange Commission today announced the creation of the Retail Fraud Working Group designed to streng
- 监管动态美国证监会新闻发布：2026-07-07
SEC Names Paul Knight as Chief Operating Officer
The Securities and Exchange Commission today announced that Paul Knight has been named as the agency’s Chief Operating O
- 监管动态美联储新闻发布：2026-07-02
Federal Reserve Board issues enforcement action with Small Business Bank and announces termination enforcement actions with BNP Paribas S.A., BNP Paribas USA, Inc., BNP Paribas Securities Corp., and Community Bankshares, Inc.
Federal Reserve Board issues enforcement action with Small Business Bank and announces termination enforcement actions w
- 监管动态美联储新闻发布：2026-07-02
Federal Reserve issues initial findings from its 2025 triennial payments study
Federal Reserve issues initial findings from its 2025 triennial payments study
- 监管动态美国证监会新闻发布：2026-06-30
SEC Seeks Public Comment on Novel Exchange-Traded Funds
The Securities and Exchange Commission today issued a request for public comment on exchange-traded funds (ETFs) seeking
- 监管动态美国证监会新闻发布：2026-06-26
SEC, CFTC Seek Public Comment on the Harmonization of Portfolio Margining Frameworks
The Securities and Exchange Commission and the Commodity Futures Trading Commission today issued a joint request for pub
- 监管动态美联储新闻发布：2026-06-25
Federal Reserve Board announces termination of enforcement action with Jiko Group, Inc.
Federal Reserve Board announces termination of enforcement action with Jiko Group, Inc.
- 监管动态美联储新闻发布：2026-06-25
Federal Reserve Board issues enforcement action with employee of Bank of Eufaula and S N B Bancshares, Inc.
Federal Reserve Board issues enforcement action with employee of Bank of Eufaula and S N B Bancshares, Inc.
- 监管动态美联储银行与消费者监管发布：2026-06-25
Federal Reserve Board's annual bank stress test confirms that large banks are well positioned to weather a severe recession and able to continue to lend to households and businesses
Federal Reserve Board's annual bank stress test confirms that large banks are well positioned to weather a severe recess
- 监管动态美国证监会新闻发布：2026-06-25
SEC Appoints Kathleen Hutchinson as Director of Office of International Affairs
The Securities and Exchange Commission has appointed Kathleen M. Hutchinson as Director of the agency’s Office of Intern
- 监管动态美联储新闻发布：2026-06-22
Federal Reserve notes with deep sadness the passing of Alan Greenspan
Federal Reserve notes with deep sadness the passing of Alan Greenspan
- 监管动态美联储新闻发布：2026-06-19
Federal Reserve Board issues enforcement action with former employee of Bank of Eufaula and S N B Bancshares, Inc.
Federal Reserve Board issues enforcement action with former employee of Bank of Eufaula and S N B Bancshares, Inc.
- 监管动态美国证监会新闻发布：2026-06-19
SEC, CFTC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions
The Securities and Exchange Commission and the Commodity Futures Trading Commission today issued a joint request for pub
- 监管动态美国证监会新闻发布：2026-06-19
SEC, CFTC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets
The Securities and Exchange Commission and Commodity Futures Trading Commission today issued a joint request for public
- 监管动态美联储新闻发布：2026-06-18
Federal Reserve Board issues enforcement action with former employee of Manufacturers and Traders Trust Company
Federal Reserve Board issues enforcement action with former employee of Manufacturers and Traders Trust Company
- 监管动态美联储银行与消费者监管发布：2026-06-18
Federal Reserve Board requests comment on proposal to require certain payment stablecoin issuers to maintain an effective customer identification program
Federal Reserve Board requests comment on proposal to require certain payment stablecoin issuers to maintain an effectiv
- 监管动态美联储新闻发布：2026-06-18
Federal Reserve Board and Federal Open Market Committee release economic projections from the June 16-17 FOMC meeting
Federal Reserve Board and Federal Open Market Committee release economic projections from the June 16-17 FOMC meeting