证监会召开投资者座谈会听取意见建议
7月20日上午，证监会党委书记、主席吴清在北京到证券营业部调研并主持召开投资者座谈会，与包括大中小散各类投资者的8名代表面对面交流，就促进资本市场稳定健康发展听取意见建议。 会上，投资者代表结合投资和参与股市的经历和体会作了发言。大家表示，
#监管政策
证监会要闻
证监会要闻 中国证监会组织财务造假综合惩防跨部门培训
在国务院办公厅转发中国证监会等部门《关于进一步做好资本市场财务造假综合惩防工作的意见》（国办发〔2024〕34号）两周年之际，中国证监会在京组织综合惩防体系跨部门业务培训，相关部门和证监会系统200多名同志参加。这是相关部门深入贯彻落实党中
36氪 18家公募接连上报，首批主动ETF渐行渐近
境内主动ETF的诞生渐行渐近。7月16日至17日，易方达、华夏、华泰柏瑞、摩根、汇添富、华宝等18家基金公司将陆续向证监会正式递交主动ETF的产品注册申请材料。这意味着公募基金行业又一重大创新——主动ETF的面世已经箭在弦上。业内人士也预测
36氪 报道称PayPal董事会认为Stripe与Advent的收购要约低估其公司价值
当地时间7月16日，据报道，知情人士表示，PayPal董事会认为，支付公司Stripe与私募股权公司Advent International提出的收购要约低估了其公司价值，且面临监管和融资方面的障碍。另有两名消息人士称，PayPal尚未对该
美联储新闻 Federal Reserve Board issues enforcement action with former chief lending officer of Heritage State Bank
Federal Reserve Board issues enforcement action with former chief lending officer of Heritage State Bank
美国证监会新闻 SEC Proposes New E-Delivery Approach to Make Information More Readily Accessible and Useful for Investors
The Securities and Exchange Commission today proposed Regulation E-Delivery, a new rule that would expand the abili
东方财富 7月15日国内四大证券报纸、重要财经媒体头版头条内容精华摘要
7月15日(星期三)，今日报刊头条主要内容精华如下： 中国证券报 券商“补血” 上半年债券融资升温 近期，多家上市券商获证监会批准发行大额公司债，部分券商已发债券迎来一波评级上调。Wind数据显示，截至7月14日中国证券报记者发稿时，
美国证监会新闻 SEC Office of Municipal Securities Updates FAQs for Registration of Municipal Advisors
The Securities and Exchange Commission’s Office of Municipal Securities today announced it has updated its Registration
金融监管总局征求意见精选AI 评分6262 金融监管总局就《银行业保险业网络安全管理办法（征求意见稿）》公开征求意见
国家金融监督管理总局发布公告，就《银行业保险业网络安全管理办法（征求意见稿）》公开征求意见。公告页面未披露征求意见稿的具体条款内容。
推荐理由：金融监管总局就银行业保险业网络安全管理办法公开征求意见，从业者可据此了解监管对机构网络安全责任的制度方向。
金融监管总局 金融监管总局发布2026年规章计划，超半数覆盖保险全链条
2026年规章制定工作计划共18项，超半数直接覆盖保险行业，从资产负债管理到资金运用、偿付能力到流动性风险，覆盖保险公司经营全部核心环节。
证监会要闻 中国证监会2026年省部级课题研究入选名单
前期，中国证监会发布了《2026年中国证监会省部级课题选题方向及申报指南的通知》。经严格评审，确定12项课题方向的牵头承研单位及课题主持人（详见附件），现予公告。 在此向关心我国资本市场发展、积极参与中国证监会省部级课题申报的有关单位和专家
证监会要闻 中国证监会与香港证监会举行第十七次两地执法合作工作会议
近日，按照中国证监会和香港证监会确立的执法部门主要负责人定期会晤机制，两地证监会召开第十七次两地执法合作工作会议，双方执法部门主要负责人出席会议。 会议期间，双方相互通报了近期两地资本市场执法工作情况、违法违规行为趋势及案件办理情况，总结两
美联储新闻 Federal Reserve announces the leadership and objectives of its task forces to advance the conduct of monetary policy
Federal Reserve announces the leadership and objectives of its task forces to advance the conduct of monetary policy
美联储新闻 Federal Reserve Board issues enforcement action with TS Banking Group, Inc. and TS Contrarian Bancshares, Inc.
Federal Reserve Board issues enforcement action with TS Banking Group, Inc. and TS Contrarian Bancshares, Inc.
美国证监会新闻 SEC to Host Virtual Roundtable on Modernizing IPOs and Expanding Access to Public Markets
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation and the&n
美国证监会新闻 SEC Small Business Advisory Committee to Explore Modernizing Market Access
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it
美联储银行与消费者监管 Federal Reserve Board requests comment on a proposal to amend its requirements for banks to maintain anti-money laundering programs
Federal Reserve Board requests comment on a proposal to amend its requirements for banks to maintain anti-money launderi
美国证监会新闻 SEC Forms New Retail Fraud Working Group
The Securities and Exchange Commission today announced the creation of the Retail Fraud Working Group designed to streng
证监会要闻 证监会对安某编造传播涉中公教育虚假信息立案调查
证监会现已查明，7月2日，安某（男，网名：南京路宝宝总）编造传播涉及上市公司中公教育的虚假误导性信息，严重扰乱证券市场秩序，严重破坏公序良俗，涉嫌违反证券法，我会决定对安某立案调查。下一步，我会将在全面调查的基础上严肃追究相关当事人的违法责
美国证监会新闻 SEC Names Paul Knight as Chief Operating Officer
The Securities and Exchange Commission today announced that Paul Knight has been named as the agency’s Chief Operating O
金融监管总局征求意见精选AI 评分7070 央行、金融监管总局、证监会就《金融业网络安全管理办法（征求意见稿）》公开征求意见
中国人民银行、国家金融监督管理总局、中国证券监督管理委员会联合发布公告，就《金融业网络安全管理办法（征求意见稿）》公开征求意见。公告由金融监管总局网站发布，正文未披露办法具体条款内容。
推荐理由：三部门联合就金融业网络安全管理办法公开征求意见，读者可据此了解金融网络安全监管的制定主体和征求意见阶段。
证监会要闻 中国证监会与新加坡金管局举行第十届中新证券期货监管圆桌会
2026年6月29日，中国证监会与新加坡金管局在新加坡成功举行第十届中新证券期货监管圆桌会。 中国证监会副主席刘浩凌和新加坡金管局副行长何恒心出席会议并分别致辞。双方回顾近年来两国资本市场合作取得的务实成果，包括加强中新指数合作、深化中新E
证监会要闻 证监会举行“两优一先”表彰大会暨学习教育专题党课报告会
7月3日下午，证监会党委召开“两优一先”表彰大会，深入学习贯彻习近平党建思想和习近平总书记在庆祝中国共产党成立105周年大会上的重要讲话，传达学习金融系统党的建设工作会议精神，表彰中国证监会优秀共产党员、优秀党务工作者和先进基层党组织。会党
证监会要闻 中国证监会就完善上市公司再融资规则公开征求意见
为深入贯彻落实党的二十届四中全会精神，增强国内资本市场竞争力、吸引力，提高资本市场制度包容性、适应性，中国证监会对《上市公司证券发行注册管理办法》、《北京证券交易所上市公司证券发行注册管理办法》以及配套规则进行修改。现向社会公开征求意见。主
美联储新闻 Federal Reserve Board issues enforcement action with Small Business Bank and announces termination enforcement actions with BNP Paribas S.A., BNP Paribas USA, Inc., BNP Paribas Securities Corp., and Community Bankshares, Inc.
Federal Reserve Board issues enforcement action with Small Business Bank and announces termination enforcement actions w
美联储新闻 Federal Reserve issues initial findings from its 2025 triennial payments study
Federal Reserve issues initial findings from its 2025 triennial payments study
美国证监会新闻 SEC Seeks Public Comment on Novel Exchange-Traded Funds
The Securities and Exchange Commission today issued a request for public comment on exchange-traded funds (ETFs) seeking
证监会要闻 证监会召开资本市场财务造假综合惩防体系央地协同工作推进会
为持续深入贯彻落实习近平总书记重要指示批示精神，6月30日，中国证监会党委书记、主席吴清在北京主持召开资本市场财务造假综合惩防体系央地协同工作推进会，与有关地方党委分管负责同志、金融办负责同志深入交流，充分听取意见建议，共同研究推进综合惩防
美国证监会新闻 SEC, CFTC Seek Public Comment on the Harmonization of Portfolio Margining Frameworks
The Securities and Exchange Commission and the Commodity Futures Trading Commission today issued a joint request for pub
证监会要闻 中国证监会严肃查处私募基金玖瀛资产、腾创投资违法违规案件
近日，中国证监会对深圳前海玖瀛资产管理有限公司（以下简称玖瀛资产）、深圳市前海腾创投资有限公司（以下简称腾创投资）及相关责任人员违法违规行为作出行政处罚。经查，玖瀛资产、腾创投资及相关责任人员利用私募基金向玖瀛资产及关联主体输送利益，报送虚
美联储新闻 Federal Reserve Board announces termination of enforcement action with Jiko Group, Inc.
Federal Reserve Board announces termination of enforcement action with Jiko Group, Inc.
美联储新闻 Federal Reserve Board issues enforcement action with employee of Bank of Eufaula and S N B Bancshares, Inc.
Federal Reserve Board issues enforcement action with employee of Bank of Eufaula and S N B Bancshares, Inc.
美联储银行与消费者监管 Federal Reserve Board's annual bank stress test confirms that large banks are well positioned to weather a severe recession and able to continue to lend to households and businesses
Federal Reserve Board's annual bank stress test confirms that large banks are well positioned to weather a severe recess
美国证监会新闻 SEC Appoints Kathleen Hutchinson as Director of Office of International Affairs
The Securities and Exchange Commission has appointed Kathleen M. Hutchinson as Director of the agency’s Office of Intern
美联储新闻 Federal Reserve notes with deep sadness the passing of Alan Greenspan
Federal Reserve notes with deep sadness the passing of Alan Greenspan
美联储新闻 Federal Reserve Board issues enforcement action with former employee of Bank of Eufaula and S N B Bancshares, Inc.
Federal Reserve Board issues enforcement action with former employee of Bank of Eufaula and S N B Bancshares, Inc.
美国证监会新闻 SEC, CFTC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions
The Securities and Exchange Commission and the Commodity Futures Trading Commission today issued a joint request for pub
美国证监会新闻 SEC, CFTC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets
The Securities and Exchange Commission and Commodity Futures Trading Commission today issued a joint request for public
美联储新闻 Federal Reserve Board issues enforcement action with former employee of Manufacturers and Traders Trust Company
Federal Reserve Board issues enforcement action with former employee of Manufacturers and Traders Trust Company
美联储银行与消费者监管 Federal Reserve Board requests comment on proposal to require certain payment stablecoin issuers to maintain an effective customer identification program
Federal Reserve Board requests comment on proposal to require certain payment stablecoin issuers to maintain an effectiv