SEC Proposes Rescission of Regulation NMS Rules 611 and 610(e)
The Securities and Exchange Commission today proposed amendments to rescind Rules 611 and 610(e) of Regulation NMS.“Afte
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美国证监会新闻
美联储银行与消费者监管 Federal Reserve Board announces that results from its annual bank stress test will be released on Wednesday, June 24, at 4 p.m. EDT.
Federal Reserve Board announces that results from its annual bank stress test will be released on Wednesday, June 24, at
美国证监会新闻 SEC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022
The U.S. Securities and Exchange Commission established joint data standards under the Financial Data Transparency Act o
美国证监会新闻 SEC Announces New Members of Small Business Capital Formation Advisory Committee
The Securities and Exchange Commission today announced five new members of the Small Business Capital Formation Adv
美国证监会新闻 SEC Publishes Draft Strategic Plan for Public Comment
The Securities and Exchange Commission today published a Draft Strategic Plan that focuses on returning the ag
美国证监会新闻 SEC Announces Four New Members of Investor Advisory Committee
The Securities and Exchange Commission today announced four new members to fill vacancies on its Investor Advi
美国证监会新闻 SEC Proposes Rescission of Climate-Related Disclosure Rules
The Securities and Exchange Commission today proposed the rescission of overly burdensome and costly rules that require
美国证监会新闻 SEC Investor Advisory Committee to Host June 4 Meeting
The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting at the SEC Headquar
美联储银行与消费者监管 Agencies publish resolution plan feedback letters for certain domestic and foreign banking organizations
Agencies publish resolution plan feedback letters for certain domestic and foreign banking organizations
美国证监会新闻 SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination
The Securities and Exchange Commission and National Futures Association (NFA) today announced that they have entered int
美国证监会新闻 SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements
The Securities and Exchange Commission today proposed amendments to its rules and forms governing registered offerings t
美国证监会新闻 SEC Rescinds Policy Regarding Denials of Settlements in Enforcement Actions
The Securities and Exchange Commission today rescinded a policy, codified in Rule 202.5(e) of its informal rules of proc
美国证监会新闻 SEC Charges 21 Individuals With Alleged Wide-Reaching Insider Trading Scheme
The Securities and Exchange Commission today charged 21 individuals for their alleged involvement in a decade-long insid
美国证监会新闻 SEC Divisions of Investment Management and Corporation Finance Issue Staff Guidance Supporting Retirement Plans for Small Businesses
Staff in the Securities and Exchange Commission’s Divisions of Investment Management and Corporation Finance issued guid
美联储银行与消费者监管 Federal Reserve Board issues enforcement action with former employee of First Financial Bank
Federal Reserve Board issues enforcement action with former employee of First Financial Bank
美联储银行与消费者监管 Agencies request comment on proposals to modernize the regulatory capital framework and maintain the strength of the banking system
Agencies request comment on proposals to modernize the regulatory capital framework and maintain the strength of the ban
美联储银行与消费者监管 Agencies clarify the capital treatment of tokenized securities
Agencies clarify the capital treatment of tokenized securities
美联储银行与消费者监管 Following earlier actions to remove reputation risk from its supervision of banks, Federal Reserve Board requests comment on proposal to codify that removal
Following earlier actions to remove reputation risk from its supervision of banks, Federal Reserve Board requests commen
美联储银行与消费者监管 Federal Reserve Board finalizes hypothetical scenarios for its annual stress test and votes to maintain the current stress test-related capital requirements until public feedback can be considered
Federal Reserve Board finalizes hypothetical scenarios for its annual stress test and votes to maintain the current stre