SEC Announces Continuation of Small Business Advisory Committee Meeting
The Securities and Exchange Commission announced that the Small Business Capital Formation Advisory Committee
#监管政策
美国证监会新闻
美国证监会新闻 Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy
The Securities and Exchange Commission released a report to Congress today highlighting policy recommendations from the
证监会要闻 证监会同意热轧卷板、不锈钢期权注册
近日，证监会同意上海期货交易所热轧卷板、不锈钢期权注册。证监会将督促上海期货交易所做好各项准备工作，确保热轧卷板、不锈钢期权的平稳推出和稳健运行。
美国证监会新闻 SEC Announces Roundtable on Preparations for 24-Hour Trading
The Securities and Exchange Commission announced today that it will host a roundtable on Sept. 17, 2026, to discuss movi
证监会要闻 中国证监会召开党的建设暨监管工作座谈会
7月23日，中国证监会召开党的建设暨监管工作座谈会，深入学习贯彻习近平党建思想，认真落实党的二十届四中全会、中央经济工作会议等重要会议决策部署，按照金融系统党的建设工作会议要求，总结上半年系统党的建设和监管工作，分析当前形势，推动完成全年目
证监会要闻 2025年度中国证监会部门决算
2025年度中国证监会部门决算.pdf
美国证监会新闻 SEC Announces Departure of Principal Deputy Director of Enforcement Sam Waldon
The Securities and Exchange Commission today announced that Sam Waldon, Principal Deputy Director of the Division of Enf
美国证监会新闻 SEC seeks comment on investment adviser disclosure modernization
The Securities and Exchange Commission requests public comment on proposed updates to adviser disclosure and fund reporting frameworks.
证监会要闻 吴清主席会见加拿大养老基金投资公司总裁兼首席执行官格雷厄姆
2026年7月21日，中国证监会主席吴清在京会见了加拿大养老基金投资公司总裁兼首席执行官格雷厄姆（John Graham）。双方就全球及中国经济金融形势、投资中国资本市场等议题交换了意见。 吴清表示，在复杂多变的国际形势下，今年上半年中国经
美联储新闻 Federal Reserve requests comment on bank AML program amendments
The Federal Reserve Board requests comment on a proposal to amend requirements for banks to maintain anti-money laundering programs.
证监会要闻 证监会召开上市公司、行业机构、专家学者系列座谈会听取意见建议
7月20日下午至21日，证监会党委班子成员分别召开座谈会，就促进资本市场稳定健康发展听取各方面意见建议，来自上市公司、证券基金机构和专家学者的29位代表参加会议。与会代表围绕当前资本市场形势进行了深入研讨，并对证监会工作提出意见建议。 座谈
证监会要闻 证监会召开投资者座谈会听取意见建议
7月20日上午，证监会党委书记、主席吴清在北京到证券营业部调研并主持召开投资者座谈会，与包括大中小散各类投资者的8名代表面对面交流，就促进资本市场稳定健康发展听取意见建议。 会上，投资者代表结合投资和参与股市的经历和体会作了发言。大家表示，
证监会要闻 中国证监会组织财务造假综合惩防跨部门培训
在国务院办公厅转发中国证监会等部门《关于进一步做好资本市场财务造假综合惩防工作的意见》（国办发〔2024〕34号）两周年之际，中国证监会在京组织综合惩防体系跨部门业务培训，相关部门和证监会系统200多名同志参加。这是相关部门深入贯彻落实党中
美联储新闻 Federal Reserve Board issues enforcement action with former chief lending officer of Heritage State Bank
Federal Reserve Board issues enforcement action with former chief lending officer of Heritage State Bank
美国证监会新闻 SEC Proposes New E-Delivery Approach to Make Information More Readily Accessible and Useful for Investors
The Securities and Exchange Commission today proposed Regulation E-Delivery, a new rule that would expand the abili
美国证监会新闻 SEC Office of Municipal Securities Updates FAQs for Registration of Municipal Advisors
The Securities and Exchange Commission’s Office of Municipal Securities today announced it has updated its Registration
金融监管总局征求意见精选AI 评分6262 金融监管总局就《银行业保险业网络安全管理办法（征求意见稿）》公开征求意见
国家金融监督管理总局发布公告，就《银行业保险业网络安全管理办法（征求意见稿）》公开征求意见。公告页面未披露征求意见稿的具体条款内容。
推荐理由：金融监管总局就银行业保险业网络安全管理办法公开征求意见，从业者可据此了解监管对机构网络安全责任的制度方向。
证监会要闻 中国证监会2026年省部级课题研究入选名单
前期，中国证监会发布了《2026年中国证监会省部级课题选题方向及申报指南的通知》。经严格评审，确定12项课题方向的牵头承研单位及课题主持人（详见附件），现予公告。 在此向关心我国资本市场发展、积极参与中国证监会省部级课题申报的有关单位和专家
证监会要闻 中国证监会与香港证监会举行第十七次两地执法合作工作会议
近日，按照中国证监会和香港证监会确立的执法部门主要负责人定期会晤机制，两地证监会召开第十七次两地执法合作工作会议，双方执法部门主要负责人出席会议。 会议期间，双方相互通报了近期两地资本市场执法工作情况、违法违规行为趋势及案件办理情况，总结两
美联储新闻 Federal Reserve announces the leadership and objectives of its task forces to advance the conduct of monetary policy
Federal Reserve announces the leadership and objectives of its task forces to advance the conduct of monetary policy
美联储新闻 Federal Reserve Board issues enforcement action with TS Banking Group, Inc. and TS Contrarian Bancshares, Inc.
Federal Reserve Board issues enforcement action with TS Banking Group, Inc. and TS Contrarian Bancshares, Inc.
美国证监会新闻 SEC to Host Virtual Roundtable on Modernizing IPOs and Expanding Access to Public Markets
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation and the&n
美国证监会新闻 SEC Small Business Advisory Committee to Explore Modernizing Market Access
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it
美联储银行与消费者监管 Federal Reserve Board requests comment on a proposal to amend its requirements for banks to maintain anti-money laundering programs
Federal Reserve Board requests comment on a proposal to amend its requirements for banks to maintain anti-money launderi
美国证监会新闻 SEC Forms New Retail Fraud Working Group
The Securities and Exchange Commission today announced the creation of the Retail Fraud Working Group designed to streng
证监会要闻 证监会对安某编造传播涉中公教育虚假信息立案调查
证监会现已查明，7月2日，安某（男，网名：南京路宝宝总）编造传播涉及上市公司中公教育的虚假误导性信息，严重扰乱证券市场秩序，严重破坏公序良俗，涉嫌违反证券法，我会决定对安某立案调查。下一步，我会将在全面调查的基础上严肃追究相关当事人的违法责
美国证监会新闻 SEC Names Paul Knight as Chief Operating Officer
The Securities and Exchange Commission today announced that Paul Knight has been named as the agency’s Chief Operating O
金融监管总局征求意见精选AI 评分7070 央行、金融监管总局、证监会就《金融业网络安全管理办法（征求意见稿）》公开征求意见
中国人民银行、国家金融监督管理总局、中国证券监督管理委员会联合发布公告，就《金融业网络安全管理办法（征求意见稿）》公开征求意见。公告由金融监管总局网站发布，正文未披露办法具体条款内容。
推荐理由：三部门联合就金融业网络安全管理办法公开征求意见，读者可据此了解金融网络安全监管的制定主体和征求意见阶段。
证监会要闻 中国证监会与新加坡金管局举行第十届中新证券期货监管圆桌会
2026年6月29日，中国证监会与新加坡金管局在新加坡成功举行第十届中新证券期货监管圆桌会。 中国证监会副主席刘浩凌和新加坡金管局副行长何恒心出席会议并分别致辞。双方回顾近年来两国资本市场合作取得的务实成果，包括加强中新指数合作、深化中新E
证监会要闻 证监会举行“两优一先”表彰大会暨学习教育专题党课报告会
7月3日下午，证监会党委召开“两优一先”表彰大会，深入学习贯彻习近平党建思想和习近平总书记在庆祝中国共产党成立105周年大会上的重要讲话，传达学习金融系统党的建设工作会议精神，表彰中国证监会优秀共产党员、优秀党务工作者和先进基层党组织。会党
证监会要闻 中国证监会就完善上市公司再融资规则公开征求意见
为深入贯彻落实党的二十届四中全会精神，增强国内资本市场竞争力、吸引力，提高资本市场制度包容性、适应性，中国证监会对《上市公司证券发行注册管理办法》、《北京证券交易所上市公司证券发行注册管理办法》以及配套规则进行修改。现向社会公开征求意见。主
美联储新闻 Federal Reserve Board issues enforcement action with Small Business Bank and announces termination enforcement actions with BNP Paribas S.A., BNP Paribas USA, Inc., BNP Paribas Securities Corp., and Community Bankshares, Inc.
Federal Reserve Board issues enforcement action with Small Business Bank and announces termination enforcement actions w
美联储新闻 Federal Reserve issues initial findings from its 2025 triennial payments study
Federal Reserve issues initial findings from its 2025 triennial payments study
美国证监会新闻 SEC Seeks Public Comment on Novel Exchange-Traded Funds
The Securities and Exchange Commission today issued a request for public comment on exchange-traded funds (ETFs) seeking
证监会要闻 证监会召开资本市场财务造假综合惩防体系央地协同工作推进会
为持续深入贯彻落实习近平总书记重要指示批示精神，6月30日，中国证监会党委书记、主席吴清在北京主持召开资本市场财务造假综合惩防体系央地协同工作推进会，与有关地方党委分管负责同志、金融办负责同志深入交流，充分听取意见建议，共同研究推进综合惩防
美国证监会新闻 SEC, CFTC Seek Public Comment on the Harmonization of Portfolio Margining Frameworks
The Securities and Exchange Commission and the Commodity Futures Trading Commission today issued a joint request for pub
证监会要闻 中国证监会严肃查处私募基金玖瀛资产、腾创投资违法违规案件
近日，中国证监会对深圳前海玖瀛资产管理有限公司（以下简称玖瀛资产）、深圳市前海腾创投资有限公司（以下简称腾创投资）及相关责任人员违法违规行为作出行政处罚。经查，玖瀛资产、腾创投资及相关责任人员利用私募基金向玖瀛资产及关联主体输送利益，报送虚
美联储新闻 Federal Reserve Board announces termination of enforcement action with Jiko Group, Inc.
Federal Reserve Board announces termination of enforcement action with Jiko Group, Inc.
美联储新闻 Federal Reserve Board issues enforcement action with employee of Bank of Eufaula and S N B Bancshares, Inc.
Federal Reserve Board issues enforcement action with employee of Bank of Eufaula and S N B Bancshares, Inc.
美联储银行与消费者监管 Federal Reserve Board's annual bank stress test confirms that large banks are well positioned to weather a severe recession and able to continue to lend to households and businesses
Federal Reserve Board's annual bank stress test confirms that large banks are well positioned to weather a severe recess